Fınancıal Markets&ınstıtutıons (ENG)
Deneme Sınavı Soruları
- 20 soru
- Cevap anahtarı açık: çöz, sonucunu gör
- 1
I. Private placement
II. Firm commitment
III. Best efforts
Which of above is among the practices where securities are sold to a limited number of investors?
- 2
Which of the following crisis turned into a currency crisis on February 19, 2001 and took on the character of twin crises?
- 3
What is the primary source of funds for commercial banks?
- 4
Which of the following terms are the key aspects of the advisory services offered by an investment-banking firm?
- 5
Which of the following is not the most important types of offering in the sale of new securities?
- 6
What are the purpose of financial regulations?
- 7
Which of the following is not one of the most important assets of a commercial bank?
- 8
What is the equity capital of a commercial bank that has a net worth of 2,6 bn USD and whose total assets add up to 5,8 bn USD?
- 9Which of the following arises from the different maturity structure of the banks’ assets and liabilities?
- 10
How based the Economic policies between 1930-1939,in Turkey ?
- 11
Which of the following is the main reason for indirect finance?
- 12
What is the term for structures that investment banks form when it is a big risk for them to undertake selling of securities?
- 13
Which of the following refers as covering large businesses and include financial services like overnight loans, short-term loans, revolving facilities, term loans, committed lines of credit or large commercial and industrial loans?
- 14
Which of the following is the rate of return that the investor will obtain if he buys the bond at a certain price and holds until the maturity?
- 15
Which one refers to the magnitude and likelihood of unanticipated changes affecting firms' cash flow, value and profitability?
- 16
Employee stock options (ESOs) are issued by companies for their employees and grant the employees the right to buy the company's stock at a specified price for a limited period of time. Based on this definition, it is possible to say that ESOs are an example of ...............?
- 17
- There are two types of derivatives: forward commitments, and contingent claims.
- Forward commitments contracts (such as forward contracts, futures contracts, and swaps) provide a buyer or seller the ability to lock in a price to buy or sell an underlying asset.
- Contingent claims (such as option) provide a buyer or a seller the right to buy or sell an underlying asset at a price previously fixed..
- There are two categories of markets where derivatives are created: Exchange-traded derivatives markets and Over-the-counter derivatives markets (OTC).
- Exchange-traded derivatives are standardized such that its terms and conditions are precisely specified by the Exchange.
- OTC is the customizable contract that can be customized by the involving parties.
Which of the statements above related to derivatives and derivative markets are correct?
- 18
Which of the major stock markets can be defined as the financial center of the world and it is the largest stock market of Europe?
- 19
The OTC contracts are less ............... and less ............... than exchange-traded derivative contracts?
- 20
Which of the following is the risk raises when one of the agreement parties refuses to carry out his/her obligation to deliver the underlying asset on the expiration date at the location specified in the forward contract?