Fınancıal Markets&ınstıtutıons (ENG)
Deneme Sınavı Soruları
- 20 soru
- Cevap anahtarı açık: çöz, sonucunu gör
- 1
What is it called when an investment-banking firm agrees to buy the securities from the issuer at a particular price and then attempts to sell them in the market for a slightly higher price?
- 2What are commercial banks?
- 3Which of the following arises from the different maturity structure of the banks’ assets and liabilities?
- 4
I. Mutual funds II. Pension funds III. Commercia banks IV. Insurance companies
Which of the above can buy when securities are sold to a limited number of investors rather than to the public as a whole?
- 5
Which of the following is equal to excess of assets over liabilities?
- 6
Which of the following is not one of the financial or economic crisis in general?
- 7
I. Capital requirements
II. Disclosure requirements
III. Restrictions on competition
IV. Assessment of risk managementWhich of the above are used in the regulatory frameworks of financial institutions?
- 8
What is the first recorded speculative balloon in history?
- 9
Which of the following is defined as a group of investment banking firms, each of which buys a portion of the security issue?
- 10
I. Bringing new securities to market
II. Deal making in the mergers and acquisitions
III. Advising corporations
Which of the above choices is/are distinctive primary market functions of investment-banking firms in financial structure?
- 11
Which of the following is a depository institution?
- 12
Financial crises are usually caused by the.........
- 13
Which of the followings is not one of the causes of global financial and economic crises occurred between 2008 and 2009?
- 14What does a straight bond mean?
- 15
- Financial instruments that are traded on maturity
- Based on the structure of financial instruments that are traded
- Financial instruments are bought and sold before.
- Based on the organization status.
- Based on the timing of payment and shipment
Which of the above statements about the most common classifications of financial markets are true?
- 16What kind of bond is a government bond?
- 17
Which of the following is a contingent claim?
- 18
Which of the following is the most popular type of swap that for fixed-for-floating interest rate swap and was introduced to the market in the 1980s?
- 19
- They are customized contracts so to suit both involving parties’ needs i.e. grade, time, and place of delivery.
- There is no specific location or address to trade forward contracts.
- Any type of commodities can be traded via forward contracts.
- There are three different types of forward commitments: Forward, Futures, and Swaps contracts
Which of the statements above related to forward commitments are correct?
- 20
Which of the following is not a characteristic of a bond?